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DC 6600 · 38 CFR 4.97

Respiratory Conditions (Asthma / COPD / Bronchitis) C&P Exam Prep

The examiner will document the current severity of your respiratory condition, gather pulmonary function test (PFT) results, assess symptoms, evaluate treatment requirements, and determine how the condition affects your daily functioning and occupational capacity. This information directly drives the disability rating percentage assigned under 38 CFR 4.97.

Format:
Interview + Physical
Typical duration:
20-45 minutes
DBQ form:
Respiratory_Conditions_Other_than_Tuberculosis_and_Sleep_Apnea (Respiratory_Conditions_Other_than_Tuberculosis_and_Sleep_Apnea)
Examiner:
Pulmonologist or Physician

What the examiner evaluates

  • Diagnosis confirmation (asthma, COPD, chronic bronchitis, emphysema, or combination)
  • Pulmonary function test results: FEV-1, FVC, FEV-1/FVC ratio, and DLCO
  • Current medications including inhalational bronchodilators, anti-inflammatory inhalers, and systemic corticosteroids
  • Frequency and severity of exacerbations or asthma attacks over the past 12 months
  • Number of corticosteroid bursts received in the past 12 months
  • Whether outpatient oxygen therapy is required
  • Episodes of acute respiratory failure
  • Presence of cor pulmonale, right ventricular hypertrophy, or pulmonary hypertension
  • Symptoms including dyspnea, productive cough, wheezing, purulent sputum, and hemoptysis
  • Exercise capacity and functional limitations
  • Impact on work and daily activities
  • History of hospitalizations or ER visits for respiratory symptoms
  • Service connection nexus and history of onset

The exam will typically include an in-person interview and review of your medical records. Pulmonary function testing (spirometry) may be ordered at or prior to the exam - confirm whether PFTs will be conducted on-site or whether you should bring recent results. If spirometry is not performed, ask the examiner to document why. PFTs are required for an adequate evaluation under 38 CFR 4.96.

Measurements and tests

Spirometry - FEV-1 (Forced Expiratory Volume in 1 Second)

What it measures: The volume of air you can forcefully exhale in the first second of a breath. This is the single most important measurement for VA respiratory ratings. It is expressed as a percentage of the predicted value for your age, height, and sex.

What to expect: You will take the deepest breath you can and then blow out as hard and fast as possible into a mouthpiece connected to a spirometer. The test requires at least three acceptable efforts. Technicians will coach you to 'blast' air out forcefully. The test may be repeated before and after a bronchodilator medication (albuterol) to assess reversibility.

Critical thresholds

  • FEV-1 less than 40% predicted 100% rating (DC 6600 / 6602)
  • FEV-1 40-55% predicted 60% rating (DC 6600 / 6602)
  • FEV-1 56-70% predicted 30% rating (DC 6600 / 6602)
  • FEV-1 71-80% predicted 10% rating (DC 6602 asthma)
  • FEV-1 greater than 80% predicted 0% rating based on FEV-1 alone - other criteria may still apply

Tips

  • Do NOT use your rescue inhaler (e.g., albuterol) for at least 4 hours before testing unless medically necessary - this ensures the pre-bronchodilator test reflects your baseline impairment.
  • Avoid long-acting bronchodilators (e.g., Spiriva, Serevent) for 24 hours before testing if medically safe to do so - consult your treating physician first.
  • Perform the test on a typical symptom day, not on a particularly good day.
  • Give maximum effort on every blow - a poor effort can underestimate your impairment and lower your rating.
  • The VA rates based on the BEST of the pre- or post-bronchodilator values, whichever produces the higher rating percentage.

Pain considerations: If forceful exhalation causes chest tightness, pain, wheezing, or significant dyspnea during testing, inform the technician immediately. Document any symptom exacerbation that occurs during or after testing, as this demonstrates exercise or effort intolerance.

Spirometry - FVC (Forced Vital Capacity)

What it measures: The total volume of air exhaled forcefully after a maximal inhalation. Used with FEV-1 to calculate the FEV-1/FVC ratio, which distinguishes obstructive from restrictive patterns.

What to expect: Performed during the same spirometry session as FEV-1. You exhale completely and forcefully for at least 6 seconds.

Critical thresholds

  • FEV-1/FVC less than 40% 100% rating (DC 6600 / 6602)
  • FEV-1/FVC 40-55% 60% rating (DC 6600 / 6602)
  • FEV-1/FVC 56-70% 30% rating (DC 6600 / 6602)
  • FEV-1/FVC 71-80% 10% rating (DC 6602 asthma)

Tips

  • The FEV-1/FVC ratio is an independent rating criterion - even if your FEV-1 alone is within normal limits, a reduced ratio can independently support a higher rating.
  • Ensure the spirometer is properly calibrated - you have the right to ask about calibration.

Pain considerations: Same as FEV-1. Report any dyspnea or chest discomfort triggered by the test effort.

DLCO-SB (Diffusion Capacity of the Lung for Carbon Monoxide - Single Breath)

What it measures: How efficiently oxygen crosses from your air sacs (alveoli) into your bloodstream. Reduced in emphysema, interstitial lung disease, and pulmonary hypertension. Expressed as a percentage of predicted value.

What to expect: You breathe in a small, safe amount of carbon monoxide mixed with air, hold your breath for 10 seconds, then exhale slowly. The machine measures how much CO was absorbed. Usually takes 5-10 minutes.

Critical thresholds

  • DLCO less than 40% predicted 100% rating (DC 6600)
  • DLCO 40-55% predicted 60% rating (DC 6600)
  • DLCO 56-70% predicted 30% rating (DC 6600)

Tips

  • Do not smoke for at least 4 hours before the DLCO test - carboxyhemoglobin from smoking artificially reduces the reading.
  • This test is particularly important if you have emphysema or COPD - it may capture severity that spirometry alone misses.
  • Bring any prior DLCO results for comparison.

Pain considerations: The single breath hold can trigger dyspnea in severely affected veterans. If you cannot complete the hold, inform the technician - an incomplete test should be documented, not just marked as invalid effort.

Exercise Capacity / VO2 Max Testing

What it measures: Maximum oxygen consumption during exercise (ml/kg/min), reflecting cardiorespiratory fitness. Used for the most severe rating levels.

What to expect: Performed on a treadmill or stationary bike with gas exchange monitoring. You exercise to maximum tolerated intensity while breathing into a mask.

Critical thresholds

  • VO2 max less than 15 ml/kg/min with cardiorespiratory limitation 100% rating (DC 6600)
  • VO2 max 15-20 ml/kg/min with cardiorespiratory limitation 60% rating (DC 6600)

Tips

  • This test is not always ordered - if it is, ensure your treating pulmonologist is aware so medications are appropriately managed.
  • Document your exercise intolerance symptoms - how far you can walk, stairs, activities of daily living - even if formal testing is not conducted.

Pain considerations: Stop the test immediately if you experience chest pain, severe dyspnea, or dizziness. These stopping points should be documented as they support functional limitation findings.

Rating criteria by percentage

100%

FEV-1 less than 40% predicted OR FEV-1/FVC less than 40% OR DLCO less than 40% predicted OR VO2 max less than 15 ml/kg/min (with cardiorespiratory limitation) OR cor pulmonale (right heart failure) OR right ventricular hypertrophy OR pulmonary hypertension (by Echo or cardiac catheterization) OR episode(s) of acute respiratory failure OR requires outpatient oxygen therapy. For asthma (DC 6602): more than one attack per week with episodes of respiratory failure OR requires daily systemic high-dose corticosteroids or immunosuppressive medications.

Key symptoms

  • Severe dyspnea at rest or with minimal exertion
  • Inability to perform basic activities of daily living without breathlessness
  • Continuous or near-continuous oxygen dependence
  • History of hospitalization for acute respiratory failure
  • Daily systemic corticosteroid use (prednisone, methylprednisolone)
  • Cor pulmonale or documented pulmonary hypertension
  • More than one asthma attack per week (for asthma ratings)
  • Wheezing audible at rest

From 38 CFR: 38 CFR 4.97, DC 6600: FEV-1 <40% predicted, DLCO <40% predicted, requires outpatient O2. DC 6602: daily high-dose systemic corticosteroids, >1 attack/week with respiratory failure.

60%

FEV-1 of 40-55% predicted OR FEV-1/FVC of 40-55% OR DLCO of 40-55% predicted OR VO2 max of 15-20 ml/kg/min (with cardiorespiratory limitation). For asthma (DC 6602): at least monthly visits to a physician for required care of exacerbations OR intermittent (at least three per year) courses of systemic (oral or parenteral) corticosteroids.

Key symptoms

  • Dyspnea with moderate exertion (e.g., walking on level ground, climbing one flight of stairs)
  • Frequent exacerbations requiring physician visits - at least monthly
  • Three or more steroid bursts (prednisone courses) per year
  • Significant limitation of daily activities
  • Productive cough, wheezing, or chest tightness most days

From 38 CFR: 38 CFR 4.97, DC 6600: FEV-1 40-55% predicted. DC 6602: at least monthly physician visits for exacerbations, or at least 3 systemic steroid courses per year.

30%

FEV-1 of 56-70% predicted OR FEV-1/FVC of 56-70%. For asthma (DC 6602): daily inhalational or oral bronchodilator therapy OR inhalational anti-inflammatory medication. For chronic bronchitis (DC 6600): daily inhalational or oral bronchodilator therapy OR inhalational anti-inflammatory medication.

Key symptoms

  • Daily use of rescue inhaler (e.g., albuterol) or long-acting bronchodilator (e.g., Spiriva, Serevent, Symbicort, Advair)
  • Daily use of inhaled corticosteroid (e.g., Flovent, Pulmicort, Asmanex)
  • Dyspnea with vigorous exertion
  • Intermittent wheezing or cough
  • Limitation of moderate physical activities

From 38 CFR: 38 CFR 4.97, DC 6602: daily inhalational bronchodilator or anti-inflammatory medication. DC 6600: same criteria apply at 30% level.

10%

For asthma (DC 6602) only: FEV-1 of 71-80% predicted OR FEV-1/FVC of 71-80% OR intermittent inhalational or oral bronchodilator therapy. Note: In the absence of clinical findings of asthma at time of examination, a verified history of asthmatic attacks must be on record.

Key symptoms

  • Intermittent (not daily) rescue inhaler use - as needed only
  • Episodic wheezing or cough triggered by exertion, allergens, or cold air
  • Near-normal spirometry values but with documented asthma history
  • Mild functional limitation during acute episodes only

From 38 CFR: 38 CFR 4.97, DC 6602: FEV-1 71-80% predicted, intermittent bronchodilator therapy. Critical note: if no active findings at exam, documented history of attacks is required.

Describing your symptoms accurately

Dyspnea (Shortness of Breath)

How to describe it: Be specific about what triggers your shortness of breath and how it limits you. Use MRC Dyspnea Scale language if possible: Can you walk on level ground without stopping? Do you stop after one block? Do you get winded dressing yourself? Quantify: 'I have to stop and rest after walking 50 feet on flat ground.' Describe your WORST days accurately - when symptoms spike, how long they last, and what you cannot do.

Example: On my worst days, I wake up at night unable to catch my breath. I cannot walk from my bedroom to the bathroom - about 30 feet - without stopping. I cannot shower standing up. I sat on the shower floor last Tuesday because I was too winded to stand. Getting dressed leaves me gasping for 5 minutes.

Examiner listens for: Specific functional limitations tied to exertion levels, nighttime symptoms, whether symptoms are constant vs. episodic, triggers (cold air, exertion, allergens, fumes), and how symptoms affect work, sleep, and ADLs.

Avoid: Do not say 'I get a little winded sometimes' if you mean you cannot complete normal daily tasks. Do not say 'I'm managing okay' - describe what you cannot do, not what you can tolerate. Avoid minimizing symptoms out of habit or stoicism.

Cough and Sputum Production

How to describe it: Describe frequency (daily vs. intermittent), timing (morning vs. throughout the day vs. nocturnal), and character of sputum: clear, white, yellow, green, or blood-tinged. Note if you have had purulent (infected) sputum and how many times you needed antibiotics. Distinguish between a dry cough and a productive cough. Be specific: 'I cough every morning for 20-30 minutes and bring up green phlegm. I have taken antibiotics twice this year for infected sputum.'

Example: On bad days I cough for an hour straight every morning, bringing up large amounts of thick yellow-green mucus. The coughing gives me headaches and has caused me to vomit. At night the coughing wakes me up every two hours.

Examiner listens for: Productive vs. dry cough, purulent sputum indicating chronic infection, hemoptysis (blood in sputum), frequency requiring antibiotic treatment, and whether the chronic cough meets bronchiectasis-level severity.

Avoid: Do not omit blood-tinged sputum - report it accurately. Do not say 'just a cough' when it wakes you at night or is productive daily. Do not forget to mention antibiotic courses taken in the past 12 months.

Exacerbations and Acute Episodes

How to describe it: Provide a timeline: how many acute flares in the past 12 months, what triggered them, what treatment was required (steroid burst, antibiotics, ER visit, hospitalization, intubation), and how long recovery took. The VA specifically looks at physician visit frequency and steroid burst frequency for 60% and 100% asthma ratings.

Example: In the past year I had four severe asthma attacks. In March I went to the emergency room and was given IV steroids and nebulizer treatments for three hours. In July I was admitted to the hospital overnight with oxygen saturation dropping to 88%. I have had four courses of prednisone in the last 12 months.

Examiner listens for: Number of exacerbations in the past year, whether they required systemic steroids, ER or urgent care visits, hospitalizations, how long between attacks, and whether attacks resulted in any residual impairment.

Avoid: Do not say 'I had a few bad episodes' - give specific dates, treatments received, and whether you went to the ER or hospital. Bring your prescription records showing steroid prescriptions and dates filled.

Medication Requirements

How to describe it: List every respiratory medication you take - name, dose, frequency, and how long you have been on it. Distinguish between rescue inhalers (used as needed) and controller medications (used daily). Specifically mention if you take oral prednisone or other systemic corticosteroids, even intermittently. The DBQ specifically asks about inhalational bronchodilators, inhalational anti-inflammatory medications, oral bronchodilators, and systemic corticosteroids.

Example: I take Symbicort (budesonide/formoterol) twice daily every day, Spiriva once daily, and albuterol rescue inhaler 4-6 times per day on bad days. I have been on prednisone four times in the past year for 5-10 day courses. My doctor also prescribed a nebulizer machine that I use at home every night.

Examiner listens for: Daily vs. intermittent bronchodilator use, presence of inhaled corticosteroids, any systemic corticosteroid use (oral or injectable), immunosuppressive medications, and outpatient oxygen therapy requirements.

Avoid: Do not forget to list nebulizer treatments - they count as bronchodilator therapy. Do not omit steroid bursts you received in urgent care or the ER. Do not say medications are 'working fine' without clarifying what your baseline symptoms are even with medication.

Functional Impact on Work and Daily Life

How to describe it: Describe specifically what you cannot do because of your breathing condition. Use concrete examples: cannot walk up stairs, cannot mow the lawn, had to stop working, cannot carry groceries, must sleep upright, cannot attend smoke-filled environments, cannot tolerate cold or dusty environments. Link each limitation directly to your respiratory symptoms.

Example: I had to stop working as a construction foreman because dust and exertion triggered severe attacks. I now work a sedentary desk job but even that is interrupted when coworkers wear perfume or when the building's HVAC system recirculates dust. I cannot attend my children's outdoor sporting events in the cold. I miss approximately two days of work per month due to exacerbations.

Examiner listens for: Specific occupational limitations, social and recreational restrictions, ADL impairments, sleep disturbance, and whether the condition has caused job loss or change in employment.

Avoid: Do not say 'I just can't do as much as before.' Be specific. Do not omit missed work days or job changes. Do not describe only what you can do - describe what you have had to give up or modify.

Sleep Disturbance and Nocturnal Symptoms

How to describe it: Describe nighttime awakenings due to cough, wheezing, or breathlessness. Note if you sleep in a recliner or propped up on pillows to breathe more easily. Mention nocturnal oxygen use if applicable. Track how many nights per week you are awakened.

Example: I wake up 3-4 times per night coughing or unable to breathe. I sleep in my recliner three nights per week because lying flat makes it worse. My wife reports I often wheeze loudly through the night. I wake up exhausted every morning regardless of how long I was in bed.

Examiner listens for: Orthopnea (inability to lie flat), paroxysmal nocturnal dyspnea, nocturnal cough, sleep fragmentation, and fatigue as a consequence of sleep disruption.

Avoid: Do not omit sleep problems - they directly relate to the severity and 24-hour impact of the condition. Do not say 'I sleep okay' if you wake up regularly with respiratory symptoms.

Common mistakes to avoid

Using rescue inhaler before pulmonary function testing

Why: Short-acting bronchodilators like albuterol temporarily open airways, artificially improving FEV-1 and FVC values. This can make your baseline impairment appear less severe than it actually is.

Do this instead: Withhold rescue inhalers for at least 4 hours before PFTs unless medically unsafe. Consult your treating physician before withholding any medication. If you must use it for safety, inform the technician and have it documented.

Impact: 30%-60%

Reporting only average days instead of accurately describing the full range including worst days

Why: The VA is instructed per M21-1 to rate conditions based on their full impact, including during flares and exacerbations. Under-reporting severity leads to under-rating.

Do this instead: Describe both your typical day AND your worst days. Use specific examples. The examiner is required to document the range of your symptoms, not just your best-case presentation.

Impact: All levels - most commonly causes downgrading from 60% to 30%

Failing to bring a complete medication list including past steroid prescriptions

Why: The number of systemic corticosteroid bursts per year is a specific rating criterion distinguishing 30% from 60% for asthma. Without documentation, the examiner may not record this accurately.

Do this instead: Obtain a 12-month medication printout from your pharmacy showing all respiratory medications, steroid prescriptions, antibiotic courses, and dates filled. Bring it to the exam.

Impact: 30% to 60%

Not mentioning hospitalizations or ER visits for respiratory symptoms

Why: Hospitalizations for acute respiratory failure or severe exacerbations are independent 100% rating criteria and are specifically asked about on the DBQ. Many veterans assume the examiner already has this information.

Do this instead: Proactively report every ER visit, urgent care visit, or hospitalization in the past 12 months and beyond. Bring discharge summaries if available.

Impact: 60% to 100%

Giving good effort on spirometry only on the first blow and then reducing effort

Why: PFT validity requires at least three acceptable efforts with reproducible results. Fatiguing or giving reduced effort on subsequent blows can result in an invalid or non-reproducible test, potentially disadvantaging your claim.

Do this instead: Give maximum effort on every blow. If you physically cannot due to symptoms, stop and tell the technician. Document any exercise-induced bronchospasm triggered by the test itself.

Impact: All levels

Describing medications as 'working' without clarifying residual symptoms

Why: Examiners may interpret well-controlled symptoms on medication as a mild condition, ignoring that the medication itself (e.g., daily inhaled corticosteroids) is itself a rating criterion.

Do this instead: Clarify: 'Even with daily Symbicort and Spiriva, I still have daily shortness of breath with mild exertion. Without medication I cannot function.' The medication requirement is what matters for rating - not just whether symptoms are controlled.

Impact: 10% to 30%

Not requesting or confirming that pulmonary function tests are being performed

Why: 38 CFR 4.96 requires PFTs for adequate evaluation of respiratory conditions. If the examiner skips them or only reviews old results, your rating may be based on incomplete data.

Do this instead: Ask at the start of the exam whether spirometry will be performed today or reviewed. If being skipped, ask the examiner to document their reason. You can raise this as an issue in a subsequent Notice of Disagreement if testing was inadequate.

Impact: All levels

Minimizing the impact of oxygen therapy or downplaying outpatient O2 requirements

Why: Requiring outpatient oxygen therapy is an independent criterion for a 100% rating under DC 6600. Even part-time or nocturnal O2 use may qualify.

Do this instead: If you use or have been prescribed oxygen - even intermittently or only at night - report it explicitly. Bring your O2 prescription and/or CPAP/BiPAP records if applicable.

Impact: 60% to 100%

Prep checklist

  • critical

    Obtain a complete 12-month medication printout from your pharmacy

    This should list every respiratory medication, dose, frequency, and fill dates. It should include rescue inhalers, controller inhalers, oral bronchodilators, inhaled steroids, systemic prednisone courses, and antibiotics prescribed for respiratory infections. This is essential for the examiner to accurately complete the medication sections of the DBQ.

    before exam

  • critical

    Compile a written log of exacerbations in the past 12 months

    For each episode, record: approximate date, what triggered it, symptoms experienced, treatment received (steroid burst, antibiotics, ER visit, hospitalization), and recovery time. The VA specifically evaluates frequency of physician visits and steroid bursts to differentiate rating levels.

    before exam

  • critical

    Gather all pulmonary function test results from the past 2 years

    Bring copies of any spirometry reports, DLCO results, methacholine challenge tests, or exercise capacity testing. Ensure the results include both pre- and post-bronchodilator values and percent-predicted figures. Highlight the lowest values, as these may reflect your worst baseline.

    before exam

  • critical

    Withhold short-acting bronchodilator 4 hours before PFTs if medically safe

    Consult your treating pulmonologist or primary care physician before withholding any medication. If you cannot safely withhold, document why and inform the PFT technician. Using albuterol before testing can artificially improve your results and reduce your rating.

    before exam

  • recommended

    Request and review your VA claims file (C-File) for existing records

    Ensure your treating physician records, ER visit records, and hospitalization records are in the file. If key records are missing, submit them with a cover letter to the VA Regional Office before your exam date.

    before exam

  • recommended

    Write down a clear description of your worst-day symptoms

    Prepare a one-page written summary describing your worst-day respiratory symptoms, what you cannot do, and how often worst days occur. Include: dyspnea level, cough severity, activity limitations, sleep disruption, and missed work days. Bring this to the exam.

    before exam

  • optional

    Bring a buddy statement or caregiver statement if available

    A written statement from a family member, caregiver, or close friend who observes your symptoms daily adds third-party corroboration. This is especially valuable if your condition varies and symptoms may not be fully visible at the exam.

    before exam

  • critical

    Confirm whether an in-person or telehealth exam is scheduled and whether spirometry will be performed

    Call the exam contractor (QTC, LHI, VES, or VA) in advance. If spirometry is not planned, ask that it be scheduled. For respiratory conditions, PFTs are generally required under 38 CFR 4.96 for an adequate evaluation.

    before exam

  • critical

    Bring all medications (inhalers, pills, nebulizer prescriptions) in their original labeled containers

    Seeing the actual medications - especially daily inhalers and any systemic corticosteroids - confirms your treatment regimen to the examiner in a way that is harder to overlook than a verbal list alone.

    day of

  • critical

    Bring your written symptom summary and exacerbation log

    Hand this document to the examiner at the start of the interview and ask that it be reviewed and referenced. Ask the examiner to confirm receipt. This ensures key information is not omitted.

    day of

  • critical

    Do not minimize symptoms - report how you feel on a typical bad day, not your best day

    Many veterans unconsciously minimize symptoms when speaking to medical professionals. Remember: this exam determines your disability compensation, not whether you receive treatment. Be fully honest about the impact on your life.

    day of

  • recommended

    Check your state's law regarding exam recording and bring recording equipment if permitted

    Many states allow veterans to audio or video record their C&P exam. Look up your state's one-party or two-party consent laws beforehand. Inform the examiner before recording begins. A recording protects against errors or omissions in the DBQ.

    day of

  • recommended

    Dress comfortably and arrive early - avoid respiratory triggers on the way

    Avoid strong perfumes, smoke, cold air exposure, or heavy exertion immediately before the exam. Arriving early reduces anxiety, which can itself affect breathing. Wear loose clothing that does not restrict chest expansion during PFTs.

    day of

  • critical

    Proactively describe functional limitations - do not wait to be asked

    If the examiner asks general questions, volunteer specific examples: 'I cannot walk to my mailbox without stopping to rest' or 'I had to switch careers because dust triggered my attacks.' The DBQ has a functional impact section that the examiner must complete.

    during exam

  • critical

    Explicitly state the number of steroid bursts, ER visits, and physician visits in the past 12 months

    These are exact rating thresholds under DC 6602. Say: 'I have had four courses of prednisone in the past 12 months' or 'I went to the ER or urgent care for my asthma three times this year.' Do not leave it to the examiner to calculate from records.

    during exam

  • recommended

    If you experience symptoms during the exam or PFTs, describe them clearly and ask that they be documented

    If you wheeze, cough, feel chest tightness, or become short of breath during the exam or spirometry, say so aloud: 'I am experiencing significant chest tightness and wheezing right now. Please document this.' Exam-day symptoms are clinical findings that support your claim.

    during exam

  • recommended

    Ask the examiner to confirm your diagnosis (asthma vs. COPD vs. chronic bronchitis) and that appropriate DBQ sections are being completed

    The rating criteria differ between DC 6600 and DC 6602. Confirm the examiner is applying the correct diagnostic code based on your confirmed diagnosis. Politely ask: 'Will you be evaluating this under asthma criteria, COPD criteria, or both?'

    during exam

  • critical

    Request a copy of the DBQ or exam report

    You are entitled to a copy of the completed DBQ. Request it from the exam contractor or access it through your VA.gov records portal. Review it carefully for errors, omissions, or inaccurate statements.

    after exam

  • critical

    If the DBQ contains errors or omissions, file a Notice of Disagreement or request a supplemental exam

    If the examiner omitted key symptoms, did not perform PFTs, or recorded inaccurate information, you can submit a letter to the VA identifying the errors. You may also submit a nexus letter or independent medical opinion from your treating physician to supplement the record.

    after exam

  • recommended

    Update your treating physician on the exam findings and ensure your medical records are kept current

    Ongoing documentation of your respiratory condition in your treating physician's records is important for future rating reviews. Ensure your doctor documents functional limitations, medication changes, exacerbations, and hospitalizations in detail.

    after exam

Your rights during a C&P exam

  • You have the right to have a representative (VSO, attorney, or claims agent) present at your C&P exam.
  • You have the right to audio or video record your C&P exam in most states - check your state's consent laws and notify the examiner before recording begins.
  • You have the right to request a copy of the completed DBQ and exam report through VA.gov or by written request to the VA Regional Office.
  • You have the right to submit additional evidence - including private medical records, buddy statements, and independent medical opinions - at any point in the claims process.
  • You have the right to request a new or supplemental examination if the original exam was inadequate, incomplete, or failed to address all claimed conditions.
  • You have the right to challenge an exam that was conducted without required pulmonary function testing - 38 CFR 4.96 generally requires PFTs for respiratory disability evaluations.
  • You have the right to a rating based on your worst-day level of severity and the full range of your symptoms, not just your condition at the moment of examination.
  • You have the right to be rated under the most favorable diagnostic code applicable to your condition under the benefit-of-the-doubt standard (38 CFR 4.7).
  • You have the right to an examination conducted by a qualified medical professional - if you believe the examiner lacked competency in pulmonary medicine, you may raise this concern in a Notice of Disagreement.
  • You have the right to submit a lay statement (VA Form 21-4138 or a personal statement) describing your symptoms, functional limitations, and how your condition has changed over time.
  • Under the benefit-of-the-doubt standard (38 U.S.C. 5107), when there is an approximate balance of positive and negative evidence, the VA must resolve the question in your favor.
  • You have the right to request that the VA obtain any relevant records in its possession, including service treatment records, VA medical records, and records from other federal agencies.

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This C&P exam preparation guide is for educational purposes only and does not constitute legal, medical, or claims advice. Always consult with a qualified Veterans Service Organization (VSO) representative or VA-accredited attorney for guidance specific to your claim. Never exaggerate, minimize, or fabricate symptoms during a C&P examination.